Walking Through the Maze of an ACH Audit & Risk Assessment

Is it an ACH Audit? Is it an ACH Risk Assessment? What is the difference? Help! How do I get them done? This informative and interactive webinar will answer these questions and more.

Take steps to ensure that you are in compliance with the NACHA Operating Rules and that you are successfully navigating the audit and risk Assessment rules.  This interactive and informative session will help financial institution personnel understand how to complete an ACH audit.  It will also dissect the ACH risk assessment rules in order to help you understand the steps involved.


  • The audit requirements for all ACH participants
  • Steps to help you prepare for your annual audit
  • Where others have been non-compliant and how not to make the same mistakes
  • The importance of the ACH Risk Assessment
  • Areas of the FI that should be included in the ACH Risk Assessment


Compliance, audit, operations, risk management and senior management.


Mary Kate Cole, AAP, CAE, principal of MK Cole Consulting, has nearly two decades of bank operations experience. Currently, Kate is working with Management HQ as an Account Coordinator and Office Manager.  As Vice President of the Upper Midwest ACH Association, she was responsible for member education and problem solving as well as ACH development projects. Kate has been active in several National ACH Association Rules Work Groups over her career. She is a popular speaker at both local and national conferences on electronic payments related topics.

Credit Information

Institute of Certified Bankers: Visit http://www.icbmembers.org/login.aspx for instructions regarding self-reporting. Institute of Certified Bankers: Estimated credits: 2 hrs. CRCM/CFSSP (self-reporting).


Live Webinar:

Member price: $265.00 | Non member price $530.00

On-Demand Webinar

Member price: $280.00 | Non member price $560.00


Online: Visit the CBA Webinar Catalog

Mail: Click here and mail completed form with check payable to ConferenceEdge to: (Mail at least 10 days prior to event)

1516 Xavier St., Ste 500, Denver, CO 80204

Phone: Call ConferenceEdge at (877) 988-7526 (credit card payments only)

Please Note:

  • Preferred Payment Method: Online
  • Please register online or by phone when paying with a credit card
  • Payment Must Accompany Registration – Invoices are Not Provided

Register online up to day of event. Earlier registration allows time to check your computer for an optimal experience.