Teller Compliance Issues: The Big Three
UCC 3 & 4, Regulation CC (Availability of Funds and Collection of Checks) and CTRs (Currency Transaction Reports) are the big three compliance areas for tellers which require training.
These statutes and regulations form the back bone of the teller job. You will learn endorsements, stop payment orders, death issues and stale dated/postdated check laws. You will also receive annual training on placing holds and giving out new account disclosures under Regulation CC. And to cap it off we will look at the CTR and how to complete the electronic form.
- Types of endorsements
- Simple teller rules to stop losses
- Legal issues on checks: Stop payments, stale dated, postdated checks
- When do we know the account holder has died
- How to place holds
- When to place holds
- Forms, problems and more on Reg CC
- CTR line by line for tellers
Tellers, Head Tellers, Teller Supervisors, Training, Branch Managers and Branch Operations.
Deborah Crawford is the President of gettechnical inc. She specializes in compliance and regulations for the deposit side of financial institutions. Her 20+ year career in banking and training began at Hibernia National Bank. She has been a seminar leader for many state associations and credit union groups across the nation. She has Bachelors and Masters degrees from Louisiana State University.
Institute of Certified Bankers: Visit http://www.icbmembers.org/login.aspx for instructions regarding self-reporting. Estimated credits: 2.5 CE Credits
Live Webinar which includes 7 Day On-Demand - $265
Six Month On-Demand – $295
Live plus Six Month On-Demand – $365
CD-ROM (Includes Six Month On-Demand) – $325
Premier (Includes all options) – $395
Additional Locations – $75
Online: Click here.
Phone: Call Total Training Solutions at (800) 831-0678
Register online up to day of event. Earlier registration allows time to check your computer for an optimal experience.