Tackling the ACH Audit & Risk Assessment
ACH Audits and Risk Assessments are two very important and sometimes confusing tasks. Learn what you’re looking for when completing both and how to avoid common mistakes and violations.
It is mandatory for financial institutions to complete or have completed an ACH Audit annually. The ACH Risk Assessment needs to be done every time there are changes to your ACH program and when your possible risks change. These are two very important and sometimes confusing tasks.
Join us to learn the difference between an ACH assessment and an audit, what you’re looking for when completing both and how to avoid common mistakes and violations.
Upon completion of this program you will learn:
- The audit requirements for all ACH participants
- Where others have been non-compliant and how not to make the same mistakes
- What auditors should be looking for when performing the ACH audit
- The importance of the ACH risk assessment
- Areas that should be included in the ACH risk assessment
Your speaker is an ACH Auditor – get all your ACH audit and risk assessment questions answered by attending this webinar.
Compliance, audit, operations, risk management and senior management.
Mary Kate Cole, AAP, CAE, principal of MK Cole Consulting, has nearly two decades of bank operations experience. Currently, Kate is working with Management HQ as an Account Coordinator and Office Manager. As Vice President of the Upper Midwest ACH Association, she was responsible for member education and problem solving as well as ACH development projects. Kate has been active in several National ACH Association Rules Work Groups over her career. She is a popular speaker at both local and national conferences on electronic payments related topics.
Institute of Certified Bankers: Visit http://www.icbmembers.org/login.aspx for instructions regarding self-reporting. Estimated credits: 2 hours/session
Member price: $275.00 | Non member price $550.00
Member price: $295.00 | Non member price $560.00
Online: Visit the CBA Webinar Catalog
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