Compliance Training: One Size Does NOT Fit All
"A chain is no stronger than its weakest link" - William James. This statement even applies to your financial institution's compliance program.
The very best policies, procedures, internal controls, board oversight, etc. are all for naught if your front line staff have not received adequate training.
Additionally, it is difficult to convince senior management and the board of the importance of allocation of sufficient resources to the compliance program if they are unaware of the requirements and potential penalties.
This session will assist you in developing an effective training program with suggestions for:
- Training methods
- Job-specific training
- Institution-wide training
- Record retention
- Board and senior management training
- Compliance aids
Trainers, compliance and risk management officers, risk management officers, COOs, CEOs.
Patricia Cashman, CRCM, Cashman Compliance Solutions, LLC, began her banking career in 1969. She was the senior operations officer for three community banks, assistant examiner for the Texas Department of Banking and manager of the compliance/audit division of one of the largest bankers’ banks in the country. Patricia has taught a variety of compliance subjects at state and national banking schools and webinars and she has been a trainer for numerous banks and compliance organizations.
Institute of Certified Bankers: Visit http://www.icbmembers.org/login.aspx for instructions regarding self-reporting. Estimated credits: 2 hours/session
Member price: $275.00 | Non member price $550.00
Member price: $295.00 | Non member price $560.00
Online: Visit the CBA Webinar Catalog
Mail: Click here and mail completed form with check payable to ConferenceEdge to: (Mail at least 10 days prior to event)
1516 Xavier St., Ste 500, Denver, CO 80204
Phone: Call ConferenceEdge at (877) 988-7526 (credit card payments only)
- Preferred Payment Method: Online
- Please register online or by phone when paying with a credit card
- Payment Must Accompany Registration – Invoices are Not Provided
Register online up to day of event. Earlier registration allows time to check your computer for an optimal experience.