Best-Ever Compliance Checklists for Commercial Loans

We tend to think of business and agricultural loans as being exempt from troublesome compliance requirements.

But several compliance-related laws apply to commercial loans as well as consumer loans. This checklist guides bankers through those traps and ensures compliance.


  • HMDA (for HMDA banks)
  • Customer identification (CIP)
  • Environmental risk analysis
  • Appraisal/evaluation rules
  • Reg B rules (adverse action, appraisal copy, joint credit)
  • Flood insurance requirements

In addition, this checklist – and accompanying handout – will include information on business-entities, obtaining financial information, guarantors and security interests.


This webinar will be helpful to lenders, loan processors, compliance officers and loan review personnel.


For almost thirty years, Anne Lolley has been simplifying compliance issues for bankers. After earning her law degree from the University of Kansas, she joined the Kansas Bankers Association, where she developed its successful legal department and gave compliance-related seminars. She has been a compliance officer for two banks and currently works with Bank Management Services, where she continues to provide webinars to Kansas bankers. Her expertise at simplifying the complex and creating user-friendly reference manuals has made her a popular instructor.

Credit Information

Institute of Certified Bankers: Visit http://www.icbmembers.org/login.aspx for instructions regarding self-reporting. Estimated credits: 2.5 CE Credits.


Either Live or 6-Month On-Demand Webinar: $255

Both Live and 6-Month On-Demand Webinar: $355


Online: Click here.

Phone: Call Total Training Solutions at (800) 831-0678

Register online up to day of event. Earlier registration allows time to check your computer for an optimal experience.