Best Ever Commercial Compliance Checklists
Several compliance-related laws also apply to commercial loans.
This webinar guides bankers through the applicable requirements and provides best practice suggestions and reminders to ensure compliance.
We tend to think of business and agricultural loans as being exempt from troublesome compliance requirements. But several compliance-related laws apply to commercial loans as well as consumer loans. This checklist guides bankers through the applicable requirements and ensures compliance.
- HMDA (for HMDA banks)
- Customer identification (CIP)
- Environmental risk analysis
- Appraisal/evaluation rules
- Reg B rules (adverse action, appraisal copy, joint credit)
- Flood insurance requirements
In addition to addressing the compliance issues, this checklist (and accompanying handout) will provide “best practice” suggestions and reminders that commonly apply to commercial loans. We’ll include information on business-entity documentation, underwriting documents, guarantors and security interests.
This webinar will be helpful to lenders, loan processors, compliance officers and loan review personnel.
Anne Lolley has been simplifying compliance issues for bankers for over 30 years. After earning her law degree, she joined the Kansas Bankers Association, where she developed its successful legal department and gave compliance-related seminars. She served as compliance officer for two banks, and then teamed up with Bank Management Services, where she continues to provide webinars to Kansas bankers. Her expertise at simplifying the complex and creating user-friendly reference manuals has made her a popular instructor.
Institute of Certified Bankers: Visit http://www.icbmembers.org/login.aspx for instructions regarding self-reporting. Estimated credits: 2 hours/session
Member price: $275.00 | Non member price $550.00
Member price: $295.00 | Non member price $560.00
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