Best Ever Commercial Compliance Checklists
Several compliance-related laws also apply to commercial loans.

This webinar guides bankers through the applicable requirements and provides best practice suggestions and reminders to ensure compliance.

We tend to think of business and agricultural loans as being exempt from troublesome compliance requirements. But several compliance-related laws apply to commercial loans as well as consumer loans. This checklist guides bankers through the applicable requirements and ensures compliance.


  • HMDA (for HMDA banks)
  • Customer identification (CIP)
  • Environmental risk analysis
  • Appraisal/evaluation rules
  • Reg B rules (adverse action, appraisal copy, joint credit)
  • Flood insurance requirements

Why Participate?

In addition to addressing the compliance issues, this checklist (and accompanying handout) will provide “best practice” suggestions and reminders that commonly apply to commercial loans. We’ll include information on business-entity documentation, underwriting documents, guarantors and security interests.


This webinar will be helpful to lenders, loan processors, compliance officers and loan review personnel.


Anne Lolley has been simplifying compliance issues for bankers for over 30 years. After earning her law degree, she joined the Kansas Bankers Association, where she developed its successful legal department and gave compliance-related seminars. She served as compliance officer for two banks, and then teamed up with Bank Management Services, where she continues to provide webinars to Kansas bankers. Her expertise at simplifying the complex and creating user-friendly reference manuals has made her a popular instructor.

Credit Information

Institute of Certified Bankers: Visit http://www.icbmembers.org/login.aspx for instructions regarding self-reporting. Estimated credits: 2 hours/session


Live Webinar:

Member price: $275.00 | Non member price $550.00

On-Demand Webinar

Member price: $295.00 | Non member price $560.00


Online: Visit the CBA Webinar Catalog

Mail: Click here and mail completed form with check payable to ConferenceEdge to: (Mail at least 10 days prior to event)

1516 Xavier St., Ste 500, Denver, CO 80204

Phone: Call ConferenceEdge at (877) 988-7526 (credit card payments only)

Please Note:

  • Preferred Payment Method: Online
  • Please register online or by phone when paying with a credit card
  • Payment Must Accompany Registration – Invoices are Not Provided

Register online up to day of event. Earlier registration allows time to check your computer for an optimal experience.