Auditing for Compliance Part III: Advertising
Auditing for compliance reminds me of the game "Whack-a-Mole".
Just when you think you have one nailed down, such as the website, you discover that a loan officer has agreed to an ad in the local high schools yearbook without considering the compliance issues posed. What’s an auditor or compliance officer to do?
This session will assist you in conducting an advertising audit, sniffing out rogue ads, developing checklists and documenting the process.
- FDIC signage & advertising rules
- Equal Credit Opportunity
- Fair Housing Act
- Truth in Lending
- Truth in Savings
- Social media
- Non-deposit investments
- Lobby disclosures
New and experienced compliance officers and auditors, marketing officers and risk management personnel.
Patricia Cashman was formerly a partner in Cashman Compliance Solutions, LLC. She was responsible for consumer compliance reviews, BSA/AML reviews, and compliance and BSA training. Patricia began her banking career in 1969. She has been the senior operations officer for three Dallas-Ft. Worth area community banks, an assistant examiner for the Texas Department of Banking and she managed the compliance/internal audit division of TIB – The Independent BankersBank, one of the largest bankers’ banks in the country. Additionally, Patricia has presented webinars for the ABA, BOL and has taught at TBA and ABA Compliance Schools. She has also been a speaker/trainer for numerous banks and compliance organizations.
Institute of Certified Bankers: Visit http://www.icbmembers.org/login.aspx for instructions regarding self-reporting. Estimated credits: 2 hours/session
Member price: $275.00 | Non member price $550.00
Member price: $295.00 | Non member price $560.00
Online: Visit the CBA Webinar Catalog
Mail: Click here and mail completed form with check payable to ConferenceEdge to: (Mail at least 10 days prior to event)
1516 Xavier St., Ste 500, Denver, CO 80204
Phone: Call ConferenceEdge at (877) 988-7526 (credit card payments only)
- Preferred Payment Method: Online
- Please register online or by phone when paying with a credit card
- Payment Must Accompany Registration – Invoices are Not Provided
Register online up to day of event. Earlier registration allows time to check your computer for an optimal experience.