ACH Risk Management & Compliance – Two Part Series
This is a two-part series. The prices below are include both sessions. Each session can also be attended individually by clicking on the links below.


Covered Topics

Part 1 – Managing Your ACH Risk

Wednesday, June 14th, 2017

2:30 – 4:30 PM EDT

Adopting sound business practices to help manage your risk and to maintain compliance with the NACHA (National Automated Clearing House Association) Operating Rules are keys to your financial institution’s successful use of the Automated Clearing House (ACH) Network. This webinar is designed to help you understand the risks associated with the ACH and how to help mitigate those risks.

Understand the different types of ACH Risk

Walk away with tips on establishing appropriate risk procedures, systems and controls

Gain an understanding on managing the risk of Originators and/or Third Party Senders

Increase your knowledge on information regarding the Originating Depository Financial Institution’s (ODFI) right to audit ACH network participants

Part 2 – ACH Compliance

Friday, June 16th, 2017

11:00 – 1:00 PM EDT

Attend this webinar and walk away with the knowledge you need to understand the compliance requirements associated with processing Automated Clearing House (ACH) entries on a day-to-day basis, including Same Day ACH.

Discuss RDFI (Receiving Depository Financial Institution) and ODFI (Originating Depository Financial Institution) responsibilities within the ACH Rules

Review how UCC4A interacts with ACH

Review BSA/AML handbook and its interaction with IAT (International ACH Transaction) entries

Review compliance issues with Regulation E


This two-part webinar is a perfect course for compliance, audit, operations and senior management, and those sitting for the AAP exam.


Mary Kate Cole, AAP, CAE, principal of MK Cole Consulting, has nearly two decades of bank operations experience. Kate is an experienced ACH Auditor as well as speaker on payments related topics. She was VP of the Upper Midwest ACH Association for over 15 years. At that time, she was responsible for member education, ACH Audits and problem solving as well as ACH Development projects. Kate has been active in several National ACH Association Rules Work Groups over her career. She is a popular speaker at both local and national conferences on electronic payments related topics.

Credit Information

Institute of Certified Bankers: Visit http://www.icbmembers.org/login.aspx for instructions regarding self-reporting. Estimated credits: 5.0 CE Credits


  • Live Webinar which includes 5 Day On-Demand  - $485
  • Six Month On-Demand – $535
  • Live plus Six Month On-Demand – $665
  • CD-ROM (Includes Six Month On-Demand) – $625
  • Premier (Includes all options) – $715
  • Additional Locations – $150               


Online: Click here.

Phone: Call Total Training Solutions at (800) 831-0678

Register online up to day of event. Earlier registration allows time to check your computer for an optimal experience.