2014 IT Exam Basics & Regulatory Focus
Part 2: Regulatory Updates & Potential Exam Focus

From time to time, the regulators issue new and updated guidance or bulletins focusing on areas of regulatory concern and/or new and emerging risks, threats and technology.  

Day two covers potential 2014 examination hot spots and the most current outstanding guidance.  At the conclusion of day two, participants will:

  • Be familiar with some of the most recent regulatory guidance
  • Be prepared for some of the newest areas of examination concerns and examination focus
  • Have information that will assist them in updating some of their mandatory policies, programs and plans


  • The FFIEC Outsourcing Technology Services Handbook 2012 Update, Appendix D: Managed Security Service Providers;
  • The 2013 Social Media: Consumer Compliance Risk Management Guidance;
  • The OCC 2013 bulletin on Technology Risk Management, Guidance for Bankers and Examiners;
  • The OCC bulletin Risk Management Guidance for Third Party Relationships;
  • The FRB guidance on Managing Outsourcing Risk;
  • The FFIEC Cybersecurity and Critical Infrastructure Working Group and Cybersecurity projects;
  • The NIST Cybersecurity Framework;
  • The CSBS, FS-ISAC, Secret Service best practices for reducing the risks of Corporate Account Takeover;
  • The FFIEC Joint Statement on Distributed Denial of Service (DDoS) Cyber-Attacks, Risk Mitigation and Additional Resources; and
  • The Statements on Cyber-Attacks on Automated Teller Machine and Card Authorization Systems.


Senior management, IT and operations staff, Internal IT auditors, compliance officers.  


Susan Orr, CISA, CISM, CRP, CRISC, is an industry expert with vast regulatory, risk management and security knowledge. During her 14 years as bank examiner, Susan held numerous lead positions including Regional IT Examination Specialist, Special Assistant to the Regional Director, and Special Assistant to the Vice Chairman of the FDIC. Susan was lead instructor for the FDIC’s technology school. She currently consults for security providers and performs IT security/regulatory reviews for financial institutions.

Credit Information

Institute of Certified Bankers: Visit http://www.icbmembers.org/login.aspx for instructions regarding self-reporting. Estimated credits: 7 hrs./day CRCM/CFSSP


Live Webinar:

Member price: $795.00 | Non member price $1,590.00

On-Demand Webinar

Member price: $795.00 | Non member price $1,590.00


Online: Visit the CBA Webinar Catalog

Mail: Click here and mail completed form with check payable to ConferenceEdge to: (Mail at least 10 days prior to event)

1516 Xavier St., Ste 500, Denver, CO 80204

Phone: Call ConferenceEdge at (877) 988-7526 (credit card payments only)

Please Note:

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Register online up to day of event. Earlier registration allows time to check your computer for an optimal experience.