Brian Montgomery utilizes his background in financial services regulation to strategically advise businesses on federal and state regulatory compliance.
Brian’s practice focuses on representing and advising banks, non-bank financial institutions, fintech companies, money services businesses and other businesses on regulatory and compliance matters, with a particular focus on consumer financial products and services. He regularly advises companies on how to navigate regulatory issues as they bring innovative financial products and services to market. Brian also counsels clients on compliance with regulators’ cybersecurity, information technology and third-party risk management requirements.
Prior to joining the firm, Brian served in several senior positions at the New York Department of Financial Services, including leading the Department’s program to examine regulated institutions for compliance with federal and state consumer financial laws. Brian also supervised a group that conducted investigations and brought enforcement actions involving consumer financial products and services.