High Risk Monitoring and Customer Due Diligence Policies

Sessions

Customer Due Diligence (CDD) at the time of on-boarding and periodic updates to improve effectiveness of monitoring activities. High-risk customer monitoring processes to manage money laundering (ML) and terrorist financing (TF) risks to the institution. Considerations for tuning and optimizing automated transaction monitoring system to improve the quality of alerts and outcomes of monitoring activities.

SPEAKERS:
Rob Farling
Principal, National Leader of AML & Regulatory Compliance
RSM US LLP

Othel Rife
Manager, Risk Advisory Services
RSM US LLP