2022 Regulatory Compliance & Risk Management Conference Handouts
Click below to access session handouts
Handout links will be available as soon as they are received from speakers
*All times listed below are in PT
| Tuesday, November 15, 2022 | |
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| 8:00 AM – 6:00 PM | Registration Open |
| 5:00 PM – 6:00 PM | Welcome Reception |
| Wednesday, November 16, 2022 | |
| 8:00 AM – 3:30 PM | Registration Open |
| 8:00 AM – 9:15 AM | Breakfast & Welcome Remarks |
| 9:15 AM – 10:15 AM | Learning Sessions |
| Learning Session #1 Leveraging Blockchain to Transform Your CIP Program & KYC Protocols Robert Baron Chief Experience Officer StandardC |
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| Learning Session #2 CPRA for Financial Institutions – Last Minute Updates Vincent Schroder Of Counsel Morrison & Foerster |
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| Risk Management Track Cybersecurity Panel – Critical Controls to Prevent, Detect, and Respond to Attacks Moderator: James Jefferson SVP, Chief Risk Officer Montecito Bank & Trust Paul Abramson EVP, Chief Technology Officer American Riviera Bank Greg Brooks vCIO Meriplex Marty Sarkisian VP of Sales Meriplex |
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| 10:15 AM – 10:45 AM | Morning Break |
| 10:45 AM – 11:45 AM |
General Session Legislative Update Kevin Gould Executive Vice President, Director of Government Relations California Bankers Association Melanie Cuevas Vice President of Government Relations California Bankers Association Jason Lane Vice President and Deputy Director of Government Relations California Bankers Association |
| 11:45 AM – 1:00 PM | Lunch & Marketplace Time |
| 1:00 PM – 2:00 PM | Learning Sessions |
| Learning Session #1 CRA Modernization and Today’s Regulatory Environment The new CRA vs the old CRA and the dramatic impacts it’ll have on ALL institutions, regardless of size. Len Suzio President GeoDataVision |
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| Learning Session #2 Section 1071 Dodd Frank Takes Shape – The Soon to be Issued CFPB Final Rule Creating a New Regime for Small Business Lending Data Collection (Regulation B) Michael Flynn Of Counsel Buchalter |
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| Risk Management Track The Most “Eye-Opening” Risk Topic of the Year: Essential Model Risk Management Fundamentals Mark Haberland Managing Partner Darling Consulting Group |
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| 2:00 PM – 2:30 PM | Afternoon Break |
| 2:30 PM – 3:30 PM | Learning Sessions |
| Learning Session #1 The Compliance and Scrutiny of Overdraft Programs: Is Your Bank Prepared? - (MANUAL) Julia Gutierrez Director of Education Compliance Alliance |
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| Learning Session #2 Key Flood Insurance Developments - (OUTLINE) Stephanie Shea Principal Aldrich & Bonnefin, PLC |
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| Risk Management Track High Risk Monitoring and Customer Due Diligence Policies Rob Farling Principal, National Leader of AML & Regulatory Compliance RSM US LLP Othel Rife Manager, Risk Advisory Services RSM US LLP |
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| 3:30 PM | Evening Open for Vendor Dinners |
| Thursday, November 17, 2022 | |
| 8:00 AM – 4:00 PM | Registration Open |
| 8:00 AM – 9:15 AM | Breakfast |
| 9:15 AM – 10:15 AM |
General Session Regulator Panel La Sonia Burks Compliance Review Examiner FDIC Kendra Hartnett Wealth Management / BSA Risk Coordinator FRBSF Gretchen Blystone MCBS Risk Officer OCC Sandra Khatchadourian Senior Financial Institutions Examiner DFPI |
| 10:15 AM – 10:45 AM | Morning Break |
| 10:45 AM – 11:45 AM | Learning Sessions |
| Learning Session #1 Your Fair Lending Program In Today’s World Allison Giancola Manager Wolf & Company, P.C. Stephen King Principal Wolf & Company, P.C. |
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| Learning Session #2 BSA/AML/OFAC – AML Act of 2020 and National Priorities – What is on the Horizon Thomas Smith Director – Compliance Services, Financial Institutions Group CliftonLarsonAllen Karen Leiter Regulatory Compliance Director CliftonLarsonAllen |
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| Risk Management Track Vendor Risk Management Panel Moderator: Ronnie Clariza Senior Vice President, Chief Risk Officer First Financial Northwest Bank Robert Pioli SVP Procurement Officer Pacific Western Bank Doug Harrison Director, Risk Consulting RSM US LLP Michael Berman Founder & CEO Ncontracts |
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| 11:45 AM – 1:00 PM | Lunch & Marketplace Time |
| 1:00 PM – 2:00 PM |
General Session ESG Panel Moderator: Dave Sharp SVP, Deputy Chief Risk Officer Pacific Western Bank Mike Cohn Principal Wolf & Company P.C. Reshma Shah Accounting & Reporting Advisory Senior Manager Deloitte |
| 2:00 PM – 2:30 PM | Afternoon Break & Marketplace Time |
| 2:30 PM – 3:30 PM | Peer Exchange Session |
| 3:45 PM – 4:45 PM | Learning Sessions |
| Learning Session #1 Insurance for Fraud-Based Losses and Liabilities: What Banks Need to Know to Identify and Secure Coverage David A. Thomas Partner Blank Rome LLP |
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| Learning Session #2 The Different Ways Banks are Using Fintech to Work with Cannabis Paul Dunford Co-founder, VP of Knowledge Green Check Verified |
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| Risk Management Track Emerging Risks Panel Moderator: Laurel Sykes EVP, Chief Risk Officer American Riviera Bank Stephanie Shea Principal Aldrich & Bonnefin, PLC Noory Song Senior Manager Moss Adams |
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| 5:00 PM – 6:00 PM | Reception |
| Friday, November 18, 2022 | |
| 8:00 AM – 11:00 AM | Registration Open |
| 8:00 AM – 9:15 AM | Breakfast & Vendor Prize Drawings |
| 9:15 AM – 10:15 AM | Learning Sessions |
| Learning Session #1 WHO’s in Your Wallet? Nick Podhradsky EVP SBS CyberSecurity |
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| Learning Session #2 Stress Testing Darren Fago Director, Advisory Services ALM First |
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| Risk Management Track Data Governance: What Is It, What Do Regulators Desire, and How Does It Enable Digital Transformation? Dave Lindsay Managing Director, Data Solutions Treliant |
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| 10:15 AM – 10:30 AM | Morning Break |
| 10:30 AM – 11:30 AM |
Closing General Session Capitalizing on Crypto: Risks and Opportunities for Bankers Scott Goodwin Principal Wolf & Company, P.C. |
| 11:30 AM | Conference Concludes |