2022 Regulatory Compliance & Risk Management Conference Handouts
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Handout links will be available as soon as they are received from speakers

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*All times listed below are in PT

Tuesday, November 15, 2022
8:00 AM – 6:00 PM Registration Open
5:00 PM – 6:00 PM Welcome Reception
Wednesday, November 16, 2022
8:00 AM – 3:30 PM Registration Open
8:00 AM – 9:15 AM Breakfast & Welcome Remarks
9:15 AM – 10:15 AM Learning Sessions


 
Learning Session #1

Leveraging Blockchain to Transform Your
CIP Program & KYC Protocols


Robert Baron
Chief Experience Officer

StandardC


 
Learning Session #2

CPRA for Financial Institutions – Last Minute Updates

Vincent Schroder
Of Counsel​
Morrison & Foerster


 
Risk Management Track

Cybersecurity Panel – Critical Controls to Prevent,
Detect, and Respond to Attacks


Moderator:
James Jefferson
SVP, Chief Risk Officer
Montecito Bank & Trust

Paul Abramson
EVP, Chief Technology Officer
American Riviera Bank


Greg Brooks
vCIO
Meriplex

Marty Sarkisian
VP of Sales
Meriplex
10:15 AM – 10:45 AM Morning Break
10:45 AM – 11:45 AM

 
General Session

Legislative Update

Kevin Gould
Executive Vice President, Director of Government Relations
California Bankers Association

Melanie Cuevas
Vice President of Government Relations
California Bankers Association

Jason Lane
Vice President and Deputy Director of Government Relations
California Bankers Association
11:45 AM – 1:00 PM Lunch & Marketplace Time
1:00 PM – 2:00 PM Learning Sessions


 
Learning Session #1

CRA Modernization and Today’s Regulatory Environment​
The new CRA vs the old CRA and the dramatic impacts
it’ll have on ALL institutions, regardless of size.


Len Suzio
President
GeoDataVision


 
Learning Session #2

Section 1071 Dodd Frank Takes Shape
The Soon to be Issued CFPB Final Rule Creating a New Regime
for Small Business Lending Data Collection (Regulation B)


Michael Flynn
Of Counsel
Buchalter


 
Risk Management Track

The Most “Eye-Opening” Risk Topic of the Year:
Essential Model Risk Management Fundamentals


Mark Haberland
Managing Partner
Darling Consulting Group
2:00 PM – 2:30 PM Afternoon Break
2:30 PM – 3:30 PM Learning Sessions


 
Learning Session #1

The Compliance and Scrutiny of Overdraft Programs:
Is Your Bank Prepared?


- (MANUAL)


Julia Gutierrez
Director of Education

Compliance Alliance


 
Learning Session #2

Key Flood Insurance Developments

- (OUTLINE)


Stephanie Shea
Principal
Aldrich & Bonnefin, PLC


 
Risk Management Track

High Risk Monitoring and Customer Due Diligence Policies

Rob Farling
Principal, National Leader of AML & Regulatory Compliance
RSM US LLP

Othel Rife

Manager, Risk Advisory Services
RSM US LLP
3:30 PM Evening Open for Vendor Dinners
Thursday, November 17, 2022
8:00 AM – 4:00 PM Registration Open
8:00 AM – 9:15 AM Breakfast
9:15 AM – 10:15 AM

 
General Session

Regulator Panel

La Sonia Burks
Compliance Review Examiner
FDIC


Kendra Hartnett
Wealth Management / BSA Risk Coordinator
FRBSF

Gretchen Blystone
MCBS Risk Officer
OCC

Sandra Khatchadourian
Senior Financial Institutions Examiner
DFPI
10:15 AM – 10:45 AM Morning Break
10:45 AM – 11:45 AM Learning Sessions


 
Learning Session #1

Your Fair Lending Program In Today’s World

Allison Giancola
Manager
Wolf & Company, P.C.


Stephen King
Principal
Wolf & Company, P.C.


 
Learning Session #2

BSA/AML/OFAC – AML Act of 2020
and National Priorities – What is on the Horizon


Thomas Smith
Director – Compliance Services, Financial Institutions Group​
CliftonLarsonAllen

Karen Leiter
Regulatory Compliance Director
CliftonLarsonAllen


 
Risk Management Track

Vendor Risk Management Panel

Moderator:
Ronnie Clariza
Senior Vice President, Chief Risk Officer
First Financial Northwest Bank

Robert Pioli
SVP Procurement Officer
Pacific Western Bank

Doug Harrison
Director, Risk Consulting
RSM US LLP

Michael Berman
Founder & CEO
Ncontracts
11:45 AM – 1:00 PM Lunch & Marketplace Time
1:00 PM – 2:00 PM

 
General Session

ESG Panel

Moderator:
Dave Sharp
SVP, Deputy Chief Risk Officer
Pacific Western Bank

Mike Cohn
Principal
Wolf & Company P.C.

Reshma Shah
Accounting & Reporting Advisory Senior Manager
Deloitte
2:00 PM – 2:30 PM Afternoon Break & Marketplace Time
2:30 PM – 3:30 PM Peer Exchange Session
 
3:45 PM – 4:45 PM Learning Sessions


 
Learning Session #1

Insurance for Fraud-Based Losses and Liabilities:
What Banks Need to Know to Identify and Secure Coverage


David A. Thomas
Partner
Blank Rome LLP


 
Learning Session #2

The Different Ways Banks are Using Fintech
to Work with Cannabis


Paul Dunford
Co-founder, VP of Knowledge​
Green Check Verified


 
Risk Management Track

Emerging Risks Panel

Moderator:
Laurel Sykes
EVP, Chief Risk Officer
American Riviera Bank

Stephanie Shea
Principal
Aldrich & Bonnefin, PLC

Noory Song
Senior Manager
Moss Adams
5:00 PM – 6:00 PM Reception
Friday, November 18, 2022
8:00 AM – 11:00 AM Registration Open
8:00 AM – 9:15 AM Breakfast & Vendor Prize Drawings
9:15 AM – 10:15 AM Learning Sessions


 
Learning Session #1

WHO’s in Your Wallet?

Nick Podhradsky
EVP
SBS CyberSecurity


 
Learning Session #2

Stress Testing

Darren Fago
Director, Advisory Services
ALM First


 
Risk Management Track

Data Governance: What Is It, What Do Regulators Desire,
and How Does It Enable Digital Transformation?


Dave Lindsay
Managing Director, Data Solutions
Treliant
10:15 AM – 10:30 AM Morning Break
10:30 AM – 11:30 AM

 
Closing General Session

Capitalizing on Crypto: Risks and Opportunities for Bankers

Scott Goodwin
Principal
Wolf & Company, P.C.
11:30 AM Conference Concludes