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36th Annual Regulatory Compliance Conference Handouts

Tuesday, October 7, 2014

Pre-Conference Workshops Compliance Management
Handout #1 – Slides
Handout #2 – Exercise #1
Handout #3 – Grid
Handout #4 – Exercise #2

Pre-Conference Workshops Compliance Monitoring
Handout #1 – Outline
Handout #2 – Slides
Handout #3 – Workshop Part I Exhibits
Handout #4 – Workshop Part II Exhibits
Handout #5 – Workshop Part II Outline
Handout #6 – Workshop Part II Slides

Opening Keynote Speaker
Linda Gallagher – Handout

Wendesday, October 8, 2014

Social Media Compliance Best Practices
Handout – Slides

Pitfalls and Strategies in… Contract Reviews
Handout #1 Outline (Curtis)
Handout #2 – Slides (Curtis)
Handout #2 – Slides (Tollen)

Flood Insurance Reform
Handout – Slides

Strategies to Deal with Elder Financial Abuse
Handout #1 – Slides (Lynch)
Handout #2 – Outline (Lynch)
Handout #3 – Outline (Greenwood)

Legal Order Processing
Handout – Outline

California Legislative and Law Update
Handout #1 – Slides (Gould)
Handout #2 – Handout

Thursday, October 9, 2014

Blueprint for Constructing Your UDAAP Compliance Program
Handout – Slides

Banking High Risk Customers
Handout – Slides

Dynamic Customer Complaint Monitoring
Handout #1 – Slides (Gray)
Handout #2 – Outline (Merigian)

Mobile Banking
Handouts – Slides

Commercial Lending Compliance
Handout #1 – Slides
Handout #2 – Handout
Handout #3 – Chart

Mergers & Acquisitions
Handouts – Slides

Banking Fraud: Infiltration, Detection, Investigation and Prevention
Handout – Slides

New Integrated Mortgage Disclosures – The Loan Estimate
Handout – Outline

Banking Marijuana-Related Businesses
Handout #1 – Outline (McEvilly)
Handout #2 – Slides (Scrip)
Handout #3 – Article (Scrip)

Surviving the Exam Process
Handout – Slides

Friday, October 10, 2014

Emerging Payment Systems Risks
Handout – Slides

Enterprise Risk Management
Handout #1 – Slides
Handout #2 – Exhibits
Handout #3 – Excel

Trust You Wanted to Know
Handout #1 – Slides (Chenoweth)
Handout #2 – Exhibits 1 (Chenoweth)
Handout #3 – Exhibits 2 (Chenoweth)
Handout #4 – Exhibits 3 (Chenoweth)
Handout #5 – Slides (Lauer)

New Integrated Mortgage Disclosures – The Closing Disclosure
Handout – Outline

Commands