ABA Reference Guide to Regulatory Compliance

General information

The ABA Reference Guide to Regulatory Compliance (24th Edition) is an ideal resource for compliance managers, department managers and staff, product managers and retail branch banking managers. It is a recommended study resource for individuals preparing for the Certified Regulatory Compliance Manager Exam (CRCM).  

Revisions in this Edition will include:

  • CFPB’s new mortgage-related regulations, including TILA/RESPA disclosure integration rules
  • The Protecting Tenants at Foreclosure Act
  • FACT Act rules updates
  • Significant updates to the MSRB rules

Developed as an extended outline, the Guide covers federal regulations, consumer legislation and all the rules you need to know to manage bank compliance in the following areas: Compliance Risk Management, Credit, Deposits, Bank Operations, Bank Secrecy Act/Anti-Money Laundering, Community Reinvestment Act/Home Mortgage Disclosure Act, Privacy, Securities, Insurance, and other Financial Services.

The Reference Guide to Regulatory Compliance supports the CRCM Online Review Course and is a recommended study resource for the Certified Regulatory Compliance Manager (CRCM) exam. For those pursuing the CRCM designation, the Guide includes self-study and review questions and answers, and a cross-reference of book section titles to CRCM exam topics, and carries 30 hours of pre-certification credits toward that designation.

Author: Kathlyn Farrell, CRCM and Attorney 


Printed - 
3-hole punched, paper version (no binder), © 2014
Catalog # 3011117
$325 Members / $465 Nonmembers

eBook* - 
Adobe Digital Reader, © 2014
Catalog # 3011118
$325 Members / $465 Nonmembers

*For eBook option, you will receive an email within 24 hours of the eBook becoming available (week of Aug 1) with access instructions. To download and view, you will need to register your copy and download Adobe Digital Editions software.

To order, please complete and return the ABA Book Order Form to CBA.