General information

2013 Regulatory Compliance School

CBA’s five-day Regulatory Compliance School will help you develop an essential technical understanding of major compliance issues, and lay the groundwork for developing and maintaining an effective compliance program. The program is designed around three core modules:

  • Lending compliance (Regs Z and B, fair housing, RESPA, FCRA, HMDA, flood insurance)
  • Deposit/operations compliance (BSA/USA Patriot Act, OFAC, Regs D/Q, DD, E and CC, privacy and e-compliance)
  • Compliance management (developing and managing a compliance program and integration techniques for compliance programs)

The program is designed for anyone involved in the field of regulatory compliance, including compliance officers, auditors, lending personnel, deposit/operations and attorneys.

The school is presented by Thomas Compliance Associates (TCA, Inc.), recognized as one of the top compliance consulting firms in the financial industry. Tom Thomas, founder and president of TCA, has been part of the financial compliance scene for more than 35 years. He is also a bank director and shares information which enables participants to see and learn compliance from management’s perspective. Wylli Foote, director of TCA’s unique VCM services, has more than 30 years of bank regulatory compliance and risk management experience. In addition to his involvement with our regulatory school, he is a trainer/speaker for the American Bankers Association, and serves on the editorial advisory board for the ABA Bank Compliance magazine.

We will offer this program August 12 through 16 at the Sheraton Carlsbad Resort and Spa, where we’ve arranged for rates of just $159 per night.

Register by July 12 and save $500. Click here for more information or to register for this program.

For questions on this or any other CBA program, please contact John Lingvall at (916) 438-4428 or jlingvall@calbankers.com.

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