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38th Annual Regulatory Compliance Conference
Omni Rancho Las Palmas Resort

 

Keeping up with the latest regulatory changes and compliance issues can be more than a full-time job. If you’re like most financial services professionals, you have little free time to devote to this top business challenge. You won’t want to miss one of the finest compliance programs in the West where nearly 200 BSA/AML officers, compliance officers and attorneys representing our members are all in search of the best education, products and services available to their institution.

Who Should Attend

  • Auditors
  • BSA officers
  • Compliance officers
  • Operations officers
  • Risk/Fraud officers
  • Regulators
  • Counsel

Location

Omni Rancho Las Palmas Resort
41000 Bob Hope Drive
Rancho Mirage, CA 92270
(760) 568-2727

Hotel accomodations can be made by calling the Omni Rancho Las Palmas Resort at (866) 423-1195. The CBA rate is $169, single or double occupancy, plus taxes and fees. Rooms are limited, please make your reservations by Friday, September 2, 2016. If the CBA room block reaches capacity before this date, the hotel may accept reservations on a space-available basis at the prevailing rates.

Room rate increases: The Palm Springs areas recently added a Coachella concert series to be held over the dates of October 7, 8, 9 & 10. The impact on room rates will be significant. Rates will increase to $600 per night and higher. If you plan to extend your stay following our conference, please expect increased room rates for the Omni Rancho Las Palmas Resort and most hotels and resorts in the Palm Springs area.

Agenda*

*Subject to change

Tuesday, October 4, 2016

9:00am-1:00pm CRCM Exam

12:00pm-6:30pm Registration Open

1:00pm-2:30pm Workshops:

  • BSA: Basics (Part I)
  • Risk Assessment: Approaches (Part I)

2:30pm-3:00pm Refreshment Break

3:00pm-4:30pm Workshops 

  • BSA: Challenges Today (Part II)
  • Risk Assessment: Tools (Part II)

4:30pm-5:00pm Refreshment Break

5:00pm-6:00pm Opening Keynote Speaker- Sarita Maybin

6:00pm-7:00pm Welcome Reception and Marketplace Opening 

Wednesday, October 5, 2016

6:30am Optional Group Run/Walk

7:30am-5:30pm Registration Open

8:00am-8:45am Breakfast in Marketplace

8:45am-9:00am Welcome and Conference Overview

9:00am-10:00 am General Session Economic Update: Dr. James L. Doti

10:00am-10:30am Refreshment Break in Marketplace

10:30am-12:00pm Concurrent Sessions- Series I 

  • HMDA
  • UDAAP Hot Topics (and don’t forget those vendors!)
  • Cyber Security Scams: What You Need to know Right Now
  • Strategies to Deal with Elder Financial Abuse
  • New Beneficial Ownership Rule

12:00pm-1:15pm Lunch and Networking 

1:15pm-2:45pm California Legislative Update 

2:45pm-3:15pm Refreshment Break in Marketplace

3:15pm-4:45pm Concurrent Sessions- Series II 

  • HMDA
  • Strategies to Deal with Elder Financial Abuse
  • New Beneficial Ownership Rule
  • UDAAP Hot Topics (and don’t forget those vendors!)
  • Cyber Security Scams: What You Need to know Right Now

4:45pm-6:00pm Wine Tour Game and Reception

Thursday, October 6, 2016 

6:30am Optional Group Run/Walk

7:30am-4:30pm Registration Open 

7:30am-8:30am Breakfast in Marketplace

8:30am-10:00am Concurrent Sessions- Series III

  • Compliance “Blind Spots” in Commercial Lending
  • CRA/UDAAP/Fair Lending
  • Defenses to Check Forgery Claims
  • California Law and Litigation Update
  • Enforcement Actions 

10:00am-10:15am Refreshment Break in Marketplace

10:15am-11:45am Concurrent Sessions- Series IV

  • Compliance “Blind Spots” in Commercial Lending
  • CRA/UDAAP/Fair Lending
  • Deposit Disclosures – Are you smarter than a 5th grader?
  • Get Your out Sourcing in Compliance: Vendor Management
  • TRID:  Bankers’ Questions and Some Attempted Answers 

11:45am-1:00pm Luncheon and Compliance Professional Award Presentation

1:00pm-2:30pm Concurrent Sessions- Series V 

  • Enforcement Actions
  • TRID:  Bankers’ Questions and Some Attempted Answers 
  • “You’ve Been Served” – Legal Order Processing
  • Get Your out Sourcing in Compliance: Vendor Management
  • Deposit Disclosures – Are you smarter than a 5th grader?

2:30pm-3:00pm Refreshment Break in Marketplace

3:00pm-4:30pm General Session- Regulator Panel 

4:30pm-6:00pm Exhibitor Recognition Reception and Prize Drawings in Marketplace 

Friday, October 7, 2016

6:30am Optional Group Run/Walk 

7:30am-12:00pm Registration Open

7:30am-8:30am Breakfast

8:30am-10:00am Concurrent Sessions- Series VI

  • Alternative Payment Systems
  • Marketing Compliance (TCPA)
  • The Military Lending Act Amendments: Requirements and Challenges 
  • “Through the Looking Glass” Bank Operations Update
  • Flood Insurance Regulations:  In the Eye of the Storm

10:00am-10:30am Refreshment Break

10:30am-12:00pm Concurrent Sessions- Series VII

  • Mobile Banking
  • Marketing Compliance (TCPA)
  • The Military Lending Act Amendments: Requirements and Challenges 
  • “Through the Looking Glass” Bank Operations Update 
  • Flood Insurance Regulations:  In the Eye of the Storm

12:00pm Conference Adjourns 

CRCM Exam

CBA will host the CRCM exam at this year’s conference. If you are interested in taking the exam, please register at: http://www.aba.com/Training/ICB/Pages/CRCM-dates-fees.aspx

CE Credit

Certified Regulatory Compliance Manager (CRCM)
The conference sessions will be submitted to the ICB for CE credit review.

For the Certified Regulatory Compliance Manager designation, only members certified by the ICB are required to report ICB credits. For more information, click here.

The Association of Certified Anti-Money Laundering Specialist (ACAMS)
The conference sessions will be submitted to the Association of Certified Anti-Money Laundering Specialists (ACAMS) for CE credit review. For more information on CAMS credits, click here.

Minimum Continuing Legal Education (MCLE)
This conference sessions will be submitted to the State Bar of California for Minimum Continuing Legal Education (MCLE) credit.

Registration 

Early Bird Registration to August 23, 2016

CBA Member Bank  $845

Spouse $495 

Regular Registration after August 23, 2016

CBA Member Bank  $1,045

CBA Affiliate Member  $1,245

Non-Member Bank  $1,495 

Spouse  $495

Sponsors & Exhibitors

The Marketplace Information Brochure, which details available sponsor and exhibitor opportunities is coming soon. For more information, please contact Rosemary Mignano at (916) 438-4435. 

CBA offers a wide selection of opportunities designed to match your exposure needs and budget.

A few reasons your organization should sponsor and/or exhibit:

  • Maximize your company’s brand awareness and increase your market position
  • Gain direct access to CBA member banks and institutions in an exclusive environment
  • Raise your profile above your competitors
  • Learn about the issues confronting today’s financial service leaders and gain valuable insight into potential solutions
  • Shape or reinforce a positive perception of your company with California’s bank executives
  • Support the California Bankers Association, the largest non-profit banking organization serving the California financial services industry

General Information

Compliance Professional of the Year Award
The Regulatory Compliance Committee will announce the recipient of the 2016 Compliance Professional Award. This award recognizes dedication to excellence, leadership and advancement of the compliance profession and service to the banking industry.

Dress Code and Weather
The attire for the duration of the conference is business casual. Temperatures in the Palm Springs area range from the mid-80s during the day, to mid-60s in the evening.

Evening Events
Please join us for several opportunities to relax, enjoy good food and network with your colleagues in the industry. Our evening events include receptions on Tuesday, Wednesday and Thursday. Exhibitor prize drawings will be held Thursday evening.

Spouse Attendees
Registration for spouse attendees includes all meal functions and social activities. Spouses are welcome to enjoy the many amenities of the resort.

Special Dietary and Physical Requirements
If you have any special dietary or physical requirements, please notify CBA in advance, if possible. Onsite, please stop by the CBA registration desk and we will do our best to accommodate your requests.

Commands