39th Annual Regulatory Compliance Conference
Paradise Point Hotel & Spa • San Diego, CA

Keeping up with the latest regulatory changes and compliance issues can be more than a full-time job. If you’re like most financial services professionals, you have little free time to devote to this top business challenge. You won’t want to miss one of the finest compliance programs in the West where nearly 200 BSA/AML officers, compliance officers and attorneys representing our members are all in search of the best education, products and services available to their institution.

Paradise Point Hotel & Spa Video


*Subject to change

Tuesday, October 3, 2017

12:00 p.m. – 6:30 p.m. Registration Open
1:00 p.m. – 2:30 p.m. Workshops – Part I
2:30 p.m. – 3:00 p.m. Refreshment Break
3:00 p.m. – 4:30 p.m. Workshops – Part II
4:30 p.m. – 5:00 p.m. Refreshment Break
5:00 p.m. – 6:00 p.m. Opening Keynote Speaker
6:00 p.m. – 7:00 p.m. Welcome Reception and Marketplace Opening

Wednesday, October 4, 2017

7:30 a.m. – 5:30 p.m. Registration Open
8:00 a.m. – 9:00 a.m. Breakfast in Marketplace
9:00 a.m. – 10:00 a.m. General Session
10:00 a.m. – 10:30 a.m. Refreshment Break in Marketplace
10:30 a.m. – 12:00 p.m. Concurrent Sessions- Series I
12:00 p.m. – 1:15 p.m. Lunch and Networking
1:15 p.m. – 2:45 p.m. General Session
2:45 p.m. – 3:15 p.m. Refreshment Break in Marketplace
3:15 p.m. – 4:45 p.m. Concurrent Sessions- Series II
4:45 p.m. – 6:00 p.m. Wine Tour Game and Reception

Thursday, October 5, 2017

7:30 a.m. – 4:30 p.m. Registration Open
7:30 a.m. – 8:30 a.m. Breakfast in Marketplace
8:30 a.m. – 10:00 a.m. Concurrent Sessions- Series III
10:00 a.m. – 10:15 a.m. Refreshment Break in Marketplace
10:15 a.m. – 11:45 a.m. Concurrent Sessions – Series IV
11:45 a.m. – 1:00 p.m. Luncheon and Award Presentation
1:00 p.m. – 2:30 p.m. Concurrent Sessions – Series V
2:30 p.m. – 3:00 p.m. Refreshment Break in Marketplace
3:00 p.m. – 4:30 p.m. General Session
4:30 p.m. – 6:00 p.m. Evening Reception in Marketplace

Friday, October 6, 2017

7:30 a.m. – 12:00 p.m. Registration Open
7:30 a.m. – 8:30 a.m. Breakfast
8:30 a.m. – 10:00 a.m. Concurrent Sessions – Series VI
10:00 a.m. – 10:30 a.m. Refreshment Break
10:30 a.m. – 12:00 p.m. Concurrent Sessions – Series VII
12:00 p.m. Conference Adjourns

Who Should Attend

  • Auditors
  • BSA officers
  • Compliance officers
  • Operations officers
  • Risk/Fraud officers
  • Regulators
  • Counsel


Paradise Point Hotel & Spa
1404 Vacation Road
San Diego, CA 92109
Phone: (858) 581-5900

Hotel accommodations can be made by calling the Paradise Point reservations department at (858) 274-4630. The CBA rate is $199, single or double occupancy, plus taxes and fees. In addition to the room rate there will be a discounted daily Passport to Paradise fee of $16 (normally $32 per room, per night). This includes: High speed wireless and hard-wired Internet access in guest rooms, domestic phone calls in guest rooms, unlimited access to Fitness Center, Basketball, Tennis, Ping Pong, Croquet, Horseshoes, and Bocce Ball.

Rooms are limited, please make your reservations by Friday, September 1, 2017. If the CBA room block reaches capacity before this date, the hotel may accept reservations on a space-available basis at the prevailing rates.

Overnight Parking is discounted to $19 per car, per night. (Normally $38 per car, per night)

Paradise Point Hotel & Spa Video

CE Credit

Certified Regulatory Compliance Manager (CRCM)
The conference sessions will be submitted to the ICB for CE credit review.

For the Certified Regulatory Compliance Manager designation, only members certified by the ICB are required to report ICB credits. For more information, click here.

The Association of Certified Anti-Money Laundering Specialist (ACAMS)
The conference sessions will be submitted to the Association of Certified Anti-Money Laundering Specialists (ACAMS) for CE credit review. For more information on CAMS credits, click here.

Minimum Continuing Legal Education (MCLE)
This conference sessions will be submitted to the State Bar of California for Minimum Continuing Legal Education (MCLE) credit.


Early Bird Registration through August 18, 2017

CBA Member Bank $845
Spouse $495

Regular Registration

CBA Member Bank (after August 18, 2017) $1,045
Non-Member Bank $1,495
CBA Affiliate Member $1,245
Spouse $495

Cancellation Policy

Substitutions are allowed, at no additional cost. Written notice is required for all substitutions/cancellations. The full registration fee will be refunded if written notice is received by September 5, 2017, and 50 percent if by September 19, 2017. No refunds will be provided after September 19, 2017. Registrations made on or after September 19, 2017 are not subject to refund.

    General Information

    BSA/AML Workshop
    Your registration fee covers the cost to attend the BSA/AML Workshop on October 3 from 9:30 a.m. until 4:30 p.m. The BSA/AML Workshop will be held at the same hotel and running at the same time during the two workshops Part 1 & 2  that are being offered here at this conference. If you so choose, you can either attend one of the two workshops at the Regulatory Compliance Conference or attend the BSA/AML Workshop instead.

    If you would like to only attend the BSA/AML Workshop only, we have a different pricing option available to you for your convenience.

    Regulatory Compliance Conference Workshops
    We will be holding two different workshops that will be offered simultaneously on Tuesday, October 3. The two workshops will focus on Basic Deposits and Basic Lending. More details coming soon. 

    Compliance Professional of the Year Award
    The Regulatory Compliance Committee will announce the recipient of the 2017 Compliance Professional Award. This award recognizes dedication to excellence, leadership and advancement of the compliance profession and service to the banking industry.

    Dress Code and Weather
    The attire for the duration of the conference is business casual. Temperatures in the San Diego area range from the low-70°F during the day, to low-60°F in the evening.

    Evening Events
    Please join us for several opportunities to relax, enjoy good food and network with your colleagues in the industry. Our evening events include receptions on Tuesday, Wednesday and Thursday. Exhibitor prize drawings will be held Thursday evening.

    Spouse Attendees
    Registration for spouse attendees includes all meal functions and social activities. Spouses are welcome to enjoy the many amenities of the resort.

    Special Dietary and Physical Requirements
    If you have any special dietary or physical requirements, please notify CBA in advance, if possible. Onsite, please stop by the CBA registration desk and we will do our best to accommodate your requests.

    Topics Covered

    Tentative topics to be covered and subject to change*

    • ADA Website Compliance
    • Alternative Payment Systems
    • Bank Operations Update
    • Basic Deposit (Workshop)
    • Basic Lending (Workshop)
    • BSA/AML
    • California Legislation and Litigation Update
    • Compliance “Blind Spots” in Commercial Lending
    • Compliance Risk Assessments
    • CRA/Fair Lending
    • Fintech 
    • Flood Insurance Regulations
    • HMDA
    • Telephones, Texts and the TCPA: What You Should Know Before You Call
    • Military Lending Act Amendments
    • New Mortgage Service Rules & Collections
    • TRID
    • UDAAP 

    Sponsors & Exhibitors

    The Marketplace Information Brochure, which details available sponsor and exhibitor opportunities is coming soon. For more information, please contact Rosemary Mignano at (916) 438-4435. 

    CBA offers a wide selection of opportunities designed to match your exposure needs and budget.

    A few reasons your organization should sponsor and/or exhibit:

    • Maximize your company’s brand awareness and increase your market position
    • Gain direct access to CBA member banks and institutions in an exclusive environment
    • Raise your profile above your competitors
    • Learn about the issues confronting today’s financial service leaders and gain valuable insight into potential solutions
    • Shape or reinforce a positive perception of your company with California’s bank executives
    • Support the California Bankers Association, the largest non-profit banking organization serving the California financial services industry