A Day With the Regulators 2012
The deluge of new rules and guidance from financial regulators is not diminishing, and examiners are as diligent as ever.
Once again CBA offers its annual one-day seminar designed to give bankers an opportunity to meet face-to-face in an informal setting with their regulators and examiners. This year's session will include representatives from the Federal Reserve Bank of San Franciso (FRB), the Federal Deposit Insurance Corporation (FDIC), the Office of the Comptroller of the Currency (OCC), and the new Consumer Financial Protection Bureau (CFPB).
“A Day with the Regulators” will cover ongoing and emerging compliance and examination issues, provide updates on the changes, and keep bankers in tune with regulators’ views, recent examination findings, and compliance trends. Examiners will discuss their approaches to examinations and to compliance in the current environment, and look at the implications of ongoing changes to well-established regulations.
And finally this an occasion for compliance managers, and others whose roles directly affect effective compliance to meet each other, share issues, and compare best practices.
Agenda
The session will run from 8:30 to 3:30, with breakfast provided at 7:30 and lunch at noon.
The agenda, which is being developed in conjunction with the agencies and bank compliance officers, will include breakout sessions with representatives of the examining agencies. Topics will include:
- Compliance priorities for each of the agencies in 2012, what's new and different in the coming year, and what areas continue to be issues for banks
- Dodd-Frank and the subsequent impact on federal banking agencies have fundamentally changed the way compliance programs must function
- UDA(A)P: developing a comprehensive compliance program for fairness and clarity in an environment of increased scrutiny
- Fair-lending programs must include all lending products, not just mortages mortgages, to test and monitor risk and ensure compliance
- Red-lining claims are making a comeback, banks need to be sure they are serving all areas of the community
- Consumer Financial Protection Bureau (CFPB) and community banks; what it means, what banks should be doing
- The scope of managing compliance has fundamentally changed, with increasing demands and limited resources
- Updates on flood insurance, third-party oversight, overdraft programs and other areas that should be on your 2012 "regulatory checklist".
Audience
- Compliance officers and managers
- Credit officers
- Risk managers
- Operations managers
- Branch managers
- Internal auditors
- Bank counsel
- Senior bank managers
Scheduled Speakers
Speakers confirmed to date are:
- Lynn Farrell, Managing Director, Treliant Risk Advisors LLC
FRB SF:
- Ariane Smith, Senior Compliance Manager
- Jason Lew, Senior Examiner
- Mark Jennings, Examiner (Northern California)
- Cathryn Judd, Examiner (Southern California )
CFPB:
- Edwin Chow, Regional Director
- Laura Fiene, Assistant Regional Director
- Dave Twitchell, Field Examination Manager
OCC:
- Kim Ford, Senior Compliance Manager
FDIC:
- Lois Baxter, Review Examiner
- Liz Gonzales, Compliance Field Supervisor for Southern California
- Jimmy Nguyen, Compliance Field Supervisor for Northern California.
Registration Fees
Early Bird Registration through Friday, March 30, 2012
CBA Member: $345
Non-Member: $445
Regular Registration
CBA Member: $445
Non-Member: $545
Location Information
Tuesday, April 24, 2012
The Westin St. Francis
335 Powell Street
San Francisco, California 94102
(415) 397-7000
A room block has been arranged with the hotel at a rate of $219/night. Please call 800-westin1 by March 25, 2012 to reserve.
For information on nearby parking garages, go to: www.unionsquareshop.com/parking.html
Thursday, April 26, 2012
Renaissance Hollywood Hotel
1755 North Highland Avenue
Hollywood, California 90028
(323) 856 1200
A room block has been arranged with the hotel at a rate of $229/night. Please call 1-877-622-3056 by April 4, 2012, or you can book online by going to the following link:
https://resweb.passkey.com/go/CABankersAssociation
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